{"id":6063,"date":"2026-04-14T15:39:25","date_gmt":"2026-04-14T07:39:25","guid":{"rendered":"https:\/\/www.lexgroup.com.tw\/6063\/"},"modified":"2026-04-14T15:52:22","modified_gmt":"2026-04-14T07:52:22","slug":"%e6%8a%95%e4%bf%a1%e6%8a%95%e9%a1%a7%e4%ba%ba%e5%93%a1%e9%85%8d%e7%bd%ae%e6%96%b0%e8%a6%81%e6%b1%82","status":"publish","type":"post","link":"https:\/\/www.lexgroup.com.tw\/en\/6063\/","title":{"rendered":"New Personnel Requirements for SITE\/SICE"},"content":{"rendered":"\n

On 7 April 2026, the Financial Supervisory Commission amended the Q&A for Offshore Funds to establish minimum personnel requirements for securities investment trust and advisory enterprises (SITE\/SICE) conducting private placement of offshore funds and sales\/advisory\/administrative services for offshore funds not qualifying as securities investment trust funds (Non-SIT Funds). \u00a0The scope of concurrent duties permitted for master agents’ product analysts was also expanded. \u00a0A one-year grace period is given.<\/p>\n\n\n\n

Amendment<\/strong><\/strong><\/td>Previous Rule<\/strong><\/strong><\/td>Amended Rule<\/strong><\/strong><\/td>Remarks<\/strong><\/strong><\/td><\/tr><\/thead>
Scope of Duties for Product Analysts (Amended)<\/td>Restricted to master agent’s offshore fund business only<\/td>May handle:
1.Master agent’s offshore fund business
2.Private placement of offshore funds (New)
3.Sales\/advisory for Non-SIT Funds (New)
4.Admin services for foreign asset managers (New)<\/td>		Expanding scope of duties<\/td><\/tr>
Personnel Requirements for Private Placement, Non-SIT Fund, and Admin Services (New)<\/td>No specific provision<\/td>Minimum staffing now required:
1.Channel service personnel: at least 3
2.Internal auditors: at least 1
3. Product analysts: at least 1<\/td>		Articles 9 and 16 of the Regulations Governing Offshore Funds<\/td><\/tr>
Grace Period<\/td><\/td>Must comply within one year from 7 April 2026 (Deadline: 6 April 2027)<\/td>Non-compliant entities must review\u00a0current headcount and initiate hiring plans<\/td><\/tr><\/tbody><\/table><\/figure>\n\n\n\n

Mike Lu \/ Jeffrey Liu<\/p>\n","protected":false},"excerpt":{"rendered":"

On 7 April 2026, the Financial Supervisory Commission amended the Q&A for Offshore Funds to establish minimum personnel requirements for […]<\/p>\n","protected":false},"author":1,"featured_media":628,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"site-sidebar-layout":"default","site-content-layout":"","ast-site-content-layout":"default","site-content-style":"default","site-sidebar-style":"default","ast-global-header-display":"","ast-banner-title-visibility":"","ast-main-header-display":"","ast-hfb-above-header-display":"","ast-hfb-below-header-display":"","ast-hfb-mobile-header-display":"","site-post-title":"","ast-breadcrumbs-content":"","ast-featured-img":"","footer-sml-layout":"","theme-transparent-header-meta":"","adv-header-id-meta":"","stick-header-meta":"","header-above-stick-meta":"","header-main-stick-meta":"","header-below-stick-meta":"","astra-migrate-meta-layouts":"default","ast-page-background-enabled":"default","ast-page-background-meta":{"desktop":{"background-color":"var(--ast-global-color-4)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"tablet":{"background-color":"","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"mobile":{"background-color":"","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""}},"ast-content-background-meta":{"desktop":{"background-color":"var(--ast-global-color-5)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"tablet":{"background-color":"var(--ast-global-color-5)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"mobile":{"background-color":"var(--ast-global-color-5)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""}},"footnotes":""},"categories":[38],"tags":[],"class_list":["post-6063","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-legal-news-en"],"acf":[],"_links":{"self":[{"href":"https:\/\/www.lexgroup.com.tw\/en\/wp-json\/wp\/v2\/posts\/6063","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.lexgroup.com.tw\/en\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.lexgroup.com.tw\/en\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.lexgroup.com.tw\/en\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/www.lexgroup.com.tw\/en\/wp-json\/wp\/v2\/comments?post=6063"}],"version-history":[{"count":2,"href":"https:\/\/www.lexgroup.com.tw\/en\/wp-json\/wp\/v2\/posts\/6063\/revisions"}],"predecessor-version":[{"id":6066,"href":"https:\/\/www.lexgroup.com.tw\/en\/wp-json\/wp\/v2\/posts\/6063\/revisions\/6066"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/www.lexgroup.com.tw\/en\/wp-json\/wp\/v2\/media\/628"}],"wp:attachment":[{"href":"https:\/\/www.lexgroup.com.tw\/en\/wp-json\/wp\/v2\/media?parent=6063"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.lexgroup.com.tw\/en\/wp-json\/wp\/v2\/categories?post=6063"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.lexgroup.com.tw\/en\/wp-json\/wp\/v2\/tags?post=6063"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}