New Personnel Requirements for SITE/SICE

On 7 April 2026, the Financial Supervisory Commission amended the Q&A for Offshore Funds to establish minimum personnel requirements for securities investment trust and advisory enterprises (SITE/SICE) conducting private placement of offshore funds and sales/advisory/administrative services for offshore funds not qualifying as securities investment trust funds (Non-SIT Funds).  The scope of concurrent duties permitted for master agents’ product analysts was also expanded.  A one-year grace period is given.

AmendmentPrevious RuleAmended RuleRemarks
Scope of Duties for Product Analysts (Amended)Restricted to master agent’s offshore fund business onlyMay handle:
1.Master agent’s offshore fund business
2.Private placement of offshore funds (New)
3.Sales/advisory for Non-SIT Funds (New)
4.Admin services for foreign asset managers (New)
Expanding scope of duties
Personnel Requirements for Private Placement, Non-SIT Fund, and Admin Services (New)No specific provisionMinimum staffing now required:
1.Channel service personnel: at least 3
2.Internal auditors: at least 1
3. Product analysts: at least 1
Articles 9 and 16 of the Regulations Governing Offshore Funds
Grace PeriodMust comply within one year from 7 April 2026 (Deadline: 6 April 2027)Non-compliant entities must review current headcount and initiate hiring plans

Mike Lu / Jeffrey Liu

Scroll to Top

惇安法律法律事務所及惇安智慧財產權事務所於近日接獲民眾通報,有不明人士盜用「惇安」名義以電子郵件寄發「侵權警告信」,謹此聲明,惇安法律法律事務所及惇安智慧財產權事務所不會無故以電子郵件、電話、通訊社群軟體或其他電子訊息方式寄出或提出侵權警告、告訴或求償,提醒社會大眾切勿受騙上當,且勿點擊連結或打開附檔。

如有接獲類似訊息,建議務必進行查證,亦可撥打165反詐騙諮詢專線查詢,以確保權益。